Description
- Regulatory Reporting
- Private Equity Backed Fintech
- Hybrid Working
- CASS / Safeguarding focus
- £75,000 - £90,000 per annum plus bonus & Bens
Fidarsi are delighted to be partnering this award winning, Fintech who have some fantastic plans for expansion and growth due to an excellent product offering and strategy. Because of this they are looking to add a Regulatory Reporting Accountant to their finance function. This is an excellent opportunity for someone with a proven track record in Regulatory Reporting and / or CASS experience or someone from a Product Control background with an interest or desire to move into a regulatory reporting role.
Main responsibilities will include but not be limited to:
- Operation and Ongoing refinement of Safeguarding and CASS processes to account for business and regulatory changes
- Liaise with regulatory, legal, operations and treasury representatives as required.
- Produce and implement regulatory procedures and processes for capturing an audit trail of review to show adherence to regulatory rules.
- Ensure all regulatory reporting is delivered on time and the requirements of the reporting are fully understood and documented.
- Help develop controls and processes around external regulatory reporting
- Investigate and help implement efficiencies around external reporting.
- Quarterly and Annual returns relevant to UK entities with licenses for Payment Institutions, E Money or MIFID requirements
- Production, analysis and submission of multiple different types of regulatory returns required by the Financial Conduct Authority (FCA)
- Ensuring all the requirement as set out in the FCA’s CASS Handbook are applied.
- Reviewing and updated the CASS and other client asset documents in line with any business changes or regulatory changes published by the FCA.
- Assist in ensuring that the daily calculations and reconciliations are completed in line with the Client Asset Requirements.
- Act as cover for the Finance’s Head of Regulatory Reporting in periods of their absence.
As the ideal candidate you will ideally be a fully qualified accountant with a background in regulatory reporting and / or CASS reporting, or from a Product Control Background with a desire to move over to a role in Regulatory Reporting. You will have a background in financial services, have an analytical mindset and excellent communication skills.